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Law Practice

Aug. 11, 2005

Parallel Proceedings Post-Enron

By Robert Friese - Until the recent past, when one spoke of "parallel proceedings" in the securities law context, the reference was to actions that might overlap involving the Securities and Exchange Commission, a state securities regulatory authority, a securities exchange or the enforcement affiliate of the National Association of Securities Dealers.

        
By Robert Friese
        
   ...

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