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Securities

Nov. 13, 2003

Finding the Finders

Forum Column By William D. Evers "Finders" are people who, for a fee, find sources of funding for startups and emerging companies. In most cases, however, finders go beyond just making introductions and act as unlicensed brokers. Dubbed "consultants," finders also may act illicitly as brokers in merger-and-acquisition transactions.

        Forum Column
        
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