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Antitrust & Trade Reg.

Dec. 15, 2004

Mutual Fund Companies Settle With SEC

SAN FRANCISCO - Two subsidiaries of Franklin Resources Inc., one of the nation's largest mutual fund companies, have agreed to pay $20 million to settle charges they failed to properly disclose payments to brokers who recommended their funds.

Anna Oberthur
Daily Journal Staff Writer
        SAN FRANCISCO - Two subsidiaries of Franklin Resources Inc., one of the nation's largest mutual fund companies, have agreed to pay $20 million to settle charges they failed to properly disclose payments to brokers who recommended their funds.
        The Securitie...

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