Investments
Sep. 27, 2006
SEC Targets Lawyer in Late-Trading Scheme Case
LOS ANGELES - The Securities and Exchange Commission announced Monday that it would pursue an enforcement action against Los Angeles attorney Scott G. Monson for his role in a 2002 late-trading scheme at Beverly Hills brokerage JB Oxford Holdings.
Daily Journal Staff Writer
LOS ANGELES - The Securities and Exchange Commission announced Monday that it would pursue an enforcement action against Los Angeles attorney Scott G. Monson for his role in a 2002 late-trading scheme at Beverly Hills brokerage JB Oxford Holdings.
The SEC administrative proceeding alleges that Monson failed to ensure that a client a...
For only $95 a month (the price of 2 article purchases)
Receive unlimited article access and full access to our archives,
Daily Appellate Report, award winning columns, and our
Verdicts and Settlements.
Or
$895, but save $100 when you subscribe today… Just $795 for the first year!
Or access this article for $45
(Purchase provides 7-day access to this article. Printing, posting or downloading is not allowed.)
Already a subscriber?
Sign In