Securities
Jan. 30, 2004
Clash Between State Bar Rules and Rules of SEC Puts Attorneys in Bind
Focus Column - Securities Law - By Charles S. Doskow - Lawyers who practice before the Securities and Exchange Commission - and are subject to the rules of practice that the SEC adopts - soon may be faced with a dilemma with serious consequences. They run the risk of being placed between a rock and a hard place. The SEC is the rock; state-bar disclosure rules are the hard place.
Securities Law
By Charles S. Doskow
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