Securities
Aug. 22, 2013
Regional SEC office gets aggressive
When Michele Wein Layne, an 18-year-veteran of the Securities and Exchange Commission, became director of the regional office here a year ago, she pledged to be tough on a host of matters. So far, lawyers say, she appears to be fulfilling that promise.
Daily Journal Staff Writer
LOS ANGELES - When Michele Wein Layne, an 18-year-veteran of the Securities and Exchange Commission, became director of the regional office here a year ago, she pledged to be tough on a host of matters. And so far, lawyers say she appears to be fulfilling that promise. The Los Angeles office, which oversees Southern California, Arizona, Hawaii, Guam and Nevada, has ramped up efforts to combat fraud, sifted t...
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