Corporate,
Civil Litigation,
Administrative/Regulatory
Aug. 18, 2017
LA attorney wins rare victory, SEC allegations dismissed
A Los Angeles attorney scored a rare victory against the Securities and Exchange Commission in a trial on the agency’s home turf, with an administrative law judge ruling that several allegations against the respondents “amount to nothing.”
A Los Angeles attorney has scored a rare victory against the Securities and Exchange Commission in a trial on the agency’s home turf, with an administrative law judge ruling that several allegations against his client “amount to nothing.”
Judge Jason S. Patil dismissed the SEC’s allegations that RD Legal Capital LLC defrauded investors by essentially creating false valuations for its funds. Patil noted in an order issued Wednesda...
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