Securities,
Corporate
Jul. 28, 2020
PIPEs: Optionality in volatile markets
A PIPE, or private investment in public equity, is a private placement transaction executed in accordance with the Section 4(a)(2) exemption and Rule 506(b) of Regulation D.
Sara L. Terheggen
Founder and Managing Director
The NBD Group, Inc.
UC Berkeley Boalt Hall
The NBD Group, Inc., a leading legal and business solutions firm. Dr. T has advised on transactions with an aggregate value of more than $110 billion, including more than 20 IPOs, and she has been recognized close to 50 times for her professional expertise and leadership.
A PIPE, or private investment in public equity, is a private placement transaction executed in accordance with the Section 4(a)(2) exemption and Rule 506(b) of Regulation D. Investors are granted securities in a public company coupled with registration rights that will provide them with resale capability in the open market. PIPEs are a popular option for companies as they allow a company to access capital sources more quickly and no public di...
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