For reprint rights or to purchase a copy of your Daily Journal photo, email jeremy@reprintpros.com for prices or call 949-702-5390.

To buy more copies, call 866-531-1492 or email subscribe@dailyjournal.com
This is the property of the Daily Journal Corporation and fully protected by copyright. It is made available only to Daily Journal subscribers for personal or collaborative purposes and may not be distributed, reproduced, modified, stored or transferred without written permission. Please click "Reprint" to order presentation-ready copies to distribute to clients or use in commercial marketing materials or for permission to post on a website. and copyright (showing year of publication) at the bottom.
You have to be a subscriber to view this page.

Sara L. Terheggen

See more on Sara L. Terheggen

Founder and Managing Director
The NBD Group, Inc.



UC Berkeley Boalt Hall



Columns
Title Category Published
2025 reporting season hot topics: insiders, AI and cybersecurity Technology, Securities, Business Law Dec. 11, 2024
Balancing communication and compliance in earnings releases Securities Aug. 14, 2024
Preparation is key to a successful SEC fund exam Securities, Law Practice May 30, 2024
Disclosure committees: A key component of good disclosure Securities Mar. 26, 2024
2024 IPO outlook: Rise or fall of the unicorn? Securities, Corporate Jan. 30, 2024
Great governance holds the key to “good” AI Technology, Corporate Nov. 29, 2023
New SEC rules create industry chaos Securities, Administrative/Regulatory Sep. 28, 2023
Rights offerings - another capital raising tool Aug. 2, 2023
SEC mandates tighter share repurchase disclosure Securities May 30, 2023
Steering a WKSI through volatile markets Securities Mar. 29, 2023
2023 IPOs: bull or bear market? Securities, Banking Feb. 1, 2023
Curing a potential delisting Securities Nov. 29, 2022
Defining fiduciary duties in private funds Antitrust & Trade Reg. Sep. 28, 2022
Filing an S-3: Preparing for an open market window Securities Jul. 25, 2022
M&A dry powder will drive spending spree Securities, Mergers & Acquisitions Jun. 1, 2022
Increasing scrutiny on private fund advisers Mar. 29, 2022
A Bridge to IPO Securities, Corporate Jan. 24, 2022
2022 proxy preparation: procedure & purpose Securities, Corporate Nov. 30, 2021
Emerging managers in venture capital Securities Sep. 28, 2021
At-the-market offering program: a strategic financing tool Securities, Corporate Jul. 26, 2021
The ABC’s of AI for boards Technology, Securities, Corporate May 26, 2021
Pandemic as a catalyst for purpose: ESG investing trends Securities, Corporate Mar. 30, 2021
Direct listings: expanding the paths to public Securities, Corporate Jan. 25, 2021
SEC adopts final rules to improve access to capital Securities, Administrative/Regulatory Dec. 1, 2020
Strategies for fund managers to avoid SEC pitfalls Securities, Mergers & Acquisitions Sep. 30, 2020
PIPEs: Optionality in volatile markets Securities, Corporate Jul. 28, 2020
Investor protections in private equity funds Securities, Corporate Jun. 2, 2020
Raising capital in uncertain times Securities, Corporate Apr. 16, 2020
IPOs vs. SPACs: 2 paths to public Securities, Mergers & Acquisitions, Corporate Jan. 27, 2020
Private fund secondaries: Your end, my beginning Nov. 26, 2019
A primer on preferred: Getting your yield’s worth Securities, Corporate Oct. 1, 2019
Investing in films: Strategies to minimize risk Entertainment & Sports, Corporate Jul. 30, 2019
CMPOs: An opportunity for both companies and investors Securities, Corporate May 21, 2019
Strategies to become a successful emerging fund manager Securities, Corporate, Banking Mar. 26, 2019
Implementing the underwriter perspective can improve IPO success Securities, Mergers & Acquisitions, Corporate Jan. 28, 2019
New Year's Resolution: Going Public Securities, Mergers & Acquisitions, Corporate Dec. 26, 2017
Navigating organizational crises: communication, accountability Labor/Employment, Corporate Nov. 28, 2017
Weighing the IPO decision Securities, Mergers & Acquisitions, Corporate Oct. 24, 2017
Guidance on corporate governance Corporate Sep. 26, 2017
Fund fundamentals Securities, Mergers & Acquisitions, Corporate Aug. 29, 2017
Private equity deal execution and operations strategy Securities, Mergers & Acquisitions, Corporate Jul. 25, 2017
IPOs: people, planning and critical path items Securities, Mergers & Acquisitions, Corporate Jun. 27, 2017
The process of BEING public Securities, Mergers & Acquisitions, Corporate May 24, 2017
Impact fund formation growing rapidly Securities, Mergers & Acquisitions, Corporate Apr. 25, 2017
Private equity sponsors using SPACs Securities, Mergers & Acquisitions, Corporate Mar. 29, 2017
Dual-class stock: Will innovation trump concern? Securities, Mergers & Acquisitions, Corporate Mar. 1, 2017
Dual-track IPO process is gaining steam Securities, Mergers & Acquisitions, Corporate Jan. 24, 2017

MCLE
Title Category Published
New SEC rules create industry chaos Administrative/Regulatory Sep. 28, 2023
Title Category Published
2025 reporting season hot topics: insiders, AI and cybersecurity Technology, Securities, Business Law Dec. 11, 2024
Balancing communication and compliance in earnings releases Securities Aug. 14, 2024
Preparation is key to a successful SEC fund exam Securities, Law Practice May 30, 2024
Disclosure committees: A key component of good disclosure Securities Mar. 26, 2024
2024 IPO outlook: Rise or fall of the unicorn? Securities, Corporate Jan. 30, 2024
Great governance holds the key to “good” AI Technology, Corporate Nov. 29, 2023
New SEC rules create industry chaos Securities, Administrative/Regulatory Sep. 28, 2023
Rights offerings - another capital raising tool Aug. 2, 2023
SEC mandates tighter share repurchase disclosure Securities May 30, 2023
Steering a WKSI through volatile markets Securities Mar. 29, 2023
2023 IPOs: bull or bear market? Securities, Banking Feb. 1, 2023
Curing a potential delisting Securities Nov. 29, 2022
Defining fiduciary duties in private funds Antitrust & Trade Reg. Sep. 28, 2022
Filing an S-3: Preparing for an open market window Securities Jul. 25, 2022
M&A dry powder will drive spending spree Securities, Mergers & Acquisitions Jun. 1, 2022
Increasing scrutiny on private fund advisers Mar. 29, 2022
A Bridge to IPO Securities, Corporate Jan. 24, 2022
2022 proxy preparation: procedure & purpose Securities, Corporate Nov. 30, 2021
Emerging managers in venture capital Securities Sep. 28, 2021
At-the-market offering program: a strategic financing tool Securities, Corporate Jul. 26, 2021
The ABC’s of AI for boards Technology, Securities, Corporate May 26, 2021
Pandemic as a catalyst for purpose: ESG investing trends Securities, Corporate Mar. 30, 2021
Direct listings: expanding the paths to public Securities, Corporate Jan. 25, 2021
SEC adopts final rules to improve access to capital Securities, Administrative/Regulatory Dec. 1, 2020
Strategies for fund managers to avoid SEC pitfalls Securities, Mergers & Acquisitions Sep. 30, 2020
PIPEs: Optionality in volatile markets Securities, Corporate Jul. 28, 2020
Investor protections in private equity funds Securities, Corporate Jun. 2, 2020
Raising capital in uncertain times Securities, Corporate Apr. 16, 2020
IPOs vs. SPACs: 2 paths to public Securities, Mergers & Acquisitions, Corporate Jan. 27, 2020
Private fund secondaries: Your end, my beginning Nov. 26, 2019
A primer on preferred: Getting your yield’s worth Securities, Corporate Oct. 1, 2019
Investing in films: Strategies to minimize risk Entertainment & Sports, Corporate Jul. 30, 2019
CMPOs: An opportunity for both companies and investors Securities, Corporate May 21, 2019
Strategies to become a successful emerging fund manager Securities, Corporate, Banking Mar. 26, 2019
Implementing the underwriter perspective can improve IPO success Securities, Mergers & Acquisitions, Corporate Jan. 28, 2019
New Year's Resolution: Going Public Securities, Mergers & Acquisitions, Corporate Dec. 26, 2017
Navigating organizational crises: communication, accountability Labor/Employment, Corporate Nov. 28, 2017
Weighing the IPO decision Securities, Mergers & Acquisitions, Corporate Oct. 24, 2017
Guidance on corporate governance Corporate Sep. 26, 2017
Fund fundamentals Securities, Mergers & Acquisitions, Corporate Aug. 29, 2017
Private equity deal execution and operations strategy Securities, Mergers & Acquisitions, Corporate Jul. 25, 2017
IPOs: people, planning and critical path items Securities, Mergers & Acquisitions, Corporate Jun. 27, 2017
The process of BEING public Securities, Mergers & Acquisitions, Corporate May 24, 2017
Impact fund formation growing rapidly Securities, Mergers & Acquisitions, Corporate Apr. 25, 2017
Private equity sponsors using SPACs Securities, Mergers & Acquisitions, Corporate Mar. 29, 2017
Dual-class stock: Will innovation trump concern? Securities, Mergers & Acquisitions, Corporate Mar. 1, 2017
Dual-track IPO process is gaining steam Securities, Mergers & Acquisitions, Corporate Jan. 24, 2017
Title Category Published
New SEC rules create industry chaos Administrative/Regulatory Sep. 28, 2023
By using our website, you agree to our use of cookies in accordance with our cookie policy. You can learn more about how we use cookies by reviewing our Privacy Policy here.