Securities,
Government,
Criminal,
Corporate
Dec. 27, 2021
SEC enforcement looks forward to strong FY2022
Based on the pace of enforcement actions in the recent quarter, expect the number of cases to continue recovering from the marked drops in the past two years.
Thomas A. Zaccaro
Senior Counsel
Hueston Hennigan LLP
Phone: (213) 788-4039
Email: tzaccaro@hueston.com
Boston College Law School
Thomas is a partner in the firm's Litigation Department. He served as regional trial counsel in the SEC's Los Angeles office.
Nicolas Morgan
Partner
Paul Hastings LLP
Phone: (213) 683-6181
Email: nicolasmorgan@paulhastings.com
Nicolas is a partner in the firm's Litigation Department. He served as senior trial counsel in the SEC's Los Angeles office.
Kyle Jones
Associate
Paul Hastings LLP
515 S Flower St Fl 25
Los Angeles , California 90071
Phone: (213) 683-6189
Email: kylejones@paulhastings.com
Kyle is an associate in the firm's Litigation Department
As the Securities and Exchange Commission adapts to the challenges posed by both the global coronavirus pandemic and a new administration, the SEC's Division of Enforcement brought 3% fewer cases in FY2021 compared to the prior year, including drops in many key program areas. Nevertheless, as the SEC has settled in under its new leadership, the number of cases brought has steadily ramped up over the course of the year. In this most recent quarter, the Division of Enfo...
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