57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
$444,000
|
$444,000
|
Edward Blackoff, Trustee of... |
May 7, 2011
Apr. 6, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$80,000
|
$80,000
|
Securities and Exchange Com... |
Nov. 20, 2010
Oct. 22, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$6,400,000
|
$6,400,000
|
Peter Kirwan | City of Warren Police and F... |
Sep. 15, 2017
Jul. 28, 2017 |
|
Securities
Unfair Business Practices
Verdict:
-$1
|
-$1
Defense |
Overstock.com Inc., a Delaw... |
Feb. 11, 2012
Jan. 12, 2012 |
|
|
Securities
Expungement |
Expungement | Helen M. Blohm | Lance J. Williams v. Merril... |
Jan. 25, 2019
Dec. 7, 2018 |
|
Securities
Breach of Fiduciary Duty |
Respondent | Sally G. Williams | Ray Pollard, successor Trus... |
Nov. 10, 2017
Sep. 21, 2017 |
|
Securities
Breach of Contract
Verdict:
$1,377,010
|
$1,377,010
|
Bobby L. Hayes, Bobby L. Ha... |
Feb. 25, 2012
Jan. 31, 2012 |
|
|
Securities
Expungement |
Expungement Denied | Herbert Liberman | Scott Daniel Hood v. Merril... |
Mar. 1, 2019
Dec. 18, 2018 |
|
Securities
Violation of the Securities Act
Verdict:
$2,700,000
|
$2,700,000
|
Jeff Feyko, individually an... |
May 10, 2014
Mar. 7, 2014 |
|
|
Securities
Commodities
Verdict:
-$1
|
-$1
Plaintiff |
California State Teachers R... |
Apr. 2, 2011
Feb. 25, 2011 |
|
|
Securities
Commodities
Verdict:
-$1
|
-$1
Dismissal |
Richard S. Bondar, as Trust... |
Jun. 25, 2011
|
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Lisa Ann Detanna v. Margare... |
Apr. 16, 2011
Feb. 25, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$230,667
|
$230,667
|
Howard D. Coleman, individu... |
Apr. 9, 2011
Feb. 25, 2011 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Defense |
Araceli Carmen Fonseca v. A... |
Mar. 26, 2011
Feb. 22, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$45,000,000
|
$45,000,000
|
Jim Brown, individually and... |
Jun. 25, 2011
Feb. 24, 2011 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | Daniel M. Yamshon | Rajiv Nagesetty, Rajiv Nage... |
Jan. 25, 2019
Dec. 13, 2018 |
|
Securities
Securities Fraud
Verdict:
$3,500,000
|
$3,500,000
|
In re Provectus Biopharmace... |
Jul. 9, 2016
Apr. 7, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$32,307
|
$32,307
|
Gilbert W. Lee, Gilbert W. ... |
Mar. 19, 2011
Feb. 18, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$553,333
|
$553,333
|
Keith Cohn, M.D., individua... |
Mar. 26, 2011
Feb. 18, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,200,000
|
$1,200,000
|
Otis D. Wright II | Noe Barocio, Salvador Baroc... |
Dec. 14, 2018
|
|
Securities
Fraud
Verdict:
$872,000
|
$872,000
|
Securities and Exchange Com... |
Dec. 29, 2007
Sep. 12, 2007 |
|
|
Securities
FINRA Rules
Verdict:
-$1
|
-$1
Respondent |
Charles Schwab & Co. Inc. v... |
Sep. 20, 2014
Aug. 25, 2014 |
|
|
Securities
Negligence
Verdict:
$309,750
|
$309,750
|
Paul Azarian, Loreta Azaria... |
Apr. 12, 2014
Mar. 21, 2014 |
|
|
Securities
Commodities
Verdict:
$5,500,000
|
$5,500,000
|
Dolly M. Gee | In re Capstone Turbine Corp... |
Dec. 20, 2019
Nov. 15, 2019 |
|
Securities
Securities Exchange Act
Verdict:
$75,000,000
|
$75,000,000
|
Jinsook Ohta | In re: Qualcomm Incorporate... |
Aug. 14, 2025
Sep. 27, 2024 |
|
Securities
Expungement |
Expungement | Milton N. Gross | Ariel Bobroff, Gary Robert ... |
Mar. 1, 2019
Dec. 24, 2018 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Tribank Capital Investments... |
Oct. 8, 2011
Jul. 18, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$1,400,000,000
|
$1,400,000,000
|
People of the State of Cali... |
Apr. 3, 2010
Nov. 17, 2009 |
|
|
Securities
Breach of Duty
Verdict:
$9,400
|
$9,400
|
Robert J. Buchner | Martin Feins, Trustee of th... |
Dec. 8, 2017
Nov. 7, 2017 |
|
Securities
Securities Fraud
Verdict:
$1,050,000
|
$1,050,000
|
County of Alameda, City of ... |
Feb. 18, 2012
Jan. 6, 2012 |