57324 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Expungement |
Expungement | Robert D. Sussin | Albert Alan Aizin v. Syndic... |
May 3, 2019
Mar. 23, 2019 |
|
Securities
Breach of Fiduciary Duty |
Respondent | Deborah Alliano v. Kelley S... |
Feb. 14, 2020
Dec. 19, 2019 |
|
|
Securities
Securities Exchange Act
Verdict:
$490,000,000
|
$490,000,000
|
Yvonne Gonzalez Rogers | In re Apple Inc. Securities... |
Jun. 28, 2024
Mar. 15, 2024 |
|
Securities
Securities Fraud |
Dismissal | Susan G. Van Keulen | Mark Feathers v. U.S. Secur... |
Jun. 21, 2024
Mar. 19, 2024 |
|
Securities
Expungement |
Expungement Denied | Cynthia Mary Couyoumjian v.... |
Apr. 10, 2020
Feb. 10, 2020 |
|
|
Securities
Expungement |
Claimant | Erik R. Siering | Shawn Victor Gruver v. UBS ... |
Jan. 24, 2020
Oct. 22, 2019 |
|
Securities
Expungement |
Expungement | Michael Shawn Bakos v. Fide... |
Apr. 17, 2020
Feb. 3, 2020 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent. |
Sterling N. Frost | Warren Beck v. Citigroup Gl... |
Jul. 1, 2006
Sep. 19, 2005 |
|
Securities
Expungement |
Expungement | Richard J. Kaplan | Marc Layne Lowell v. Argent... |
Jun. 21, 2019
Apr. 23, 2019 |
|
Securities
Verdict:
$1,500,000
|
$1,500,000
|
Thomas S. Hixson | United States of America v.... |
Apr. 1, 2022
Mar. 3, 2022 |
|
Securities
False Claims Act
Verdict:
$150,000,000
|
$150,000,000
|
Anne-Christine T. Massullo | People of the State of Cali... |
Jun. 28, 2019
Apr. 24, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent. |
R. Carlton Seaver | Rene Garcia v. Morgan Stanl... |
May 6, 2006
Jan. 11, 2006 |
|
Securities
Expungement |
Expungement | Terrance W. Arges v. LPL Fi... |
Mar. 20, 2020
Nov. 21, 2019 |
|
|
Securities
Expungement |
Expungement | Laurel L. Gothelf | Jason Kenneth Diaz v. Golde... |
Mar. 6, 2020
Jan. 17, 2020 |
|
Securities
Expungement |
Expungement | Elliott D. Finkel | Peter Edward Cunningham v. ... |
May 3, 2019
Mar. 22, 2019 |
|
Securities
Negligence |
Expungement Denied | Joseph C. Watson | Beverly Symms, individually... |
Jun. 28, 2019
May 13, 2019 |
|
Securities
Breach of Fiduciary Duty |
Non-monetary relief | Susan Y. Illston | In re: Zuora Inc. Derivativ... |
Mar. 22, 2024
Sep. 15, 2023 |
|
Securities
Expungement |
Expungement | Peter Ivan Michael Shusterm... |
Jun. 21, 2019
May 6, 2019 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | John R. Winans v. Centaurus... |
Mar. 20, 2020
Nov. 29, 2019 |
|
|
Securities
Expungement |
Claimant | David Anthony Pickler v. UB... |
Feb. 14, 2020
Dec. 6, 2019 |
|
|
Securities
Breach of Contract
Verdict:
$5,676
|
$5,676
|
Andrew Y. Wasa, Henry J. Fe... |
Nov. 27, 2010
Nov. 2, 2010 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Respondent |
Christopher A. Sanguigni v.... |
Nov. 15, 2014
Oct. 22, 2014 |
|
|
Securities
Expungement |
Expungement | Kirtley M. Thiesmeyer | Yangchen D. Lama v. UBS Fin... |
Jun. 21, 2019
May 8, 2019 |
|
Securities
Securities Exchange Act
Verdict:
$3,000,000
|
$3,000,000
|
Fernando L. Aenlle-Rocha | Killyoung Oh, individually,... |
Nov. 15, 2024
Mar. 19, 2024 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
DeVonna K. Murrin v. Charle... |
Mar. 21, 2015
Feb. 26, 2015 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
Respondent |
Michael Scott Barker v. Mor... |
Jan. 10, 2015
Jul. 11, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Robert Scott Rose v. Sanah ... |
Apr. 10, 2010
Mar. 12, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$1,618,880
|
$1,618,880
|
Preferred Scan Inc., Alex N... |
Mar. 7, 2015
Jan. 27, 2015 |
|
|
Securities
Breach of Contract
Verdict:
$40,890
|
$40,890
|
KBS Capital Markets Group L... |
Apr. 15, 2017
Mar. 8, 2017 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Robert C. Kraynak, Robert C... |
May 2, 2015
Mar. 24, 2015 |