57293 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Timothy Tutko v. Wendy Adai... |
Jan. 12, 2013
Dec. 20, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Andrew J. Honzel, Beverly J... |
May 8, 2010
Apr. 4, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Jerry Mote v. First Allied ... |
Oct. 4, 2008
Jul. 15, 2008 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Jack F. Immel, individually... |
Jan. 14, 2012
Dec. 17, 2011 |
|
|
Securities
Violations of Exchange Act
Verdict:
$151,480
|
$151,480
|
Securities and Exchange Com... |
Apr. 19, 2014
Mar. 31, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Kevin T. Knox, Noe Barocio,... |
Jun. 11, 2016
May 10, 2016 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co., Inc. ... |
Jan. 12, 2013
Dec. 19, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$252,455
|
$252,455
|
Securities and Exchange Com... |
Oct. 15, 2016
Sep. 23, 2016 |
|
|
Securities
Securities Fraud
Verdict:
$13,250,000
|
$13,250,000
|
Western Pennsylvania Electr... |
Jun. 14, 2014
Apr. 22, 2014 |
|
|
Securities
Fraud
Verdict:
$18,000,000
|
$18,000,000
|
In Re Rambus Inc. Securitie... |
Oct. 13, 2007
Jun. 29, 2007 |
|
|
Securities
Securities Exchange Act
Verdict:
$7,700,000
|
$7,700,000
|
Construction Workers Pensio... |
Apr. 5, 2014
Mar. 17, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent. |
R. Carlton Seaver | Rene Garcia v. Morgan Stanl... |
May 6, 2006
Jan. 11, 2006 |
|
Securities
Securities Fraud
Verdict:
$6,250,000
|
$6,250,000
|
In re: Geron Corporation Se... |
Apr. 1, 2017
Mar. 3, 2017 |
|
|
Securities
Commodities
Verdict:
$16,000,000
|
$16,000,000
|
In re Mannkind Corporation ... |
Oct. 20, 2012
Sep. 6, 2012 |
|
|
Securities
Stocks
Verdict:
$22,500,000
|
$22,500,000
|
In re Pall Corp. Securities... |
Oct. 20, 2012
Aug. 20, 2012 |
|
|
Securities
Securities Exchange Act |
Dismissal | Vince G. Chhabria | Jeffrey Toole, Individually... |
Feb. 3, 2023
Oct. 20, 2022 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
David Parri v. Wells Fargo ... |
Jan. 15, 2011
Dec. 15, 2010 |
|
|
Securities
Securities Exchange Act |
Dismissal | Jeffrey S. White | York County on behalf of th... |
Feb. 3, 2023
Mar. 3, 2022 |
|
Securities
Securities Exchange Act |
Dismissal | Percy Anderson | Gary Cheng, et al. v. Activ... |
May 5, 2023
Jan. 22, 2023 |
|
Securities
Derivative Suit
Verdict:
$33,200,000
|
$33,200,000
|
In re: KLA-Tencor Corp., Sh... |
May 1, 2010
Mar. 16, 2010 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc., ... |
Dec. 22, 2012
Nov. 16, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
$25,000,000
|
$25,000,000
|
Haywood S. Gilliam Jr. | In re: Lyft Inc. Securities... |
Nov. 17, 2023
Aug. 9, 2023 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Heather Carter Molin v. Pat... |
May 4, 2013
Apr. 19, 2013 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
Respondent |
Wells Fargo Advisors, LLC v... |
Jan. 18, 2014
Dec. 23, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$3,000,000
|
$3,000,000
|
Mark C. Scarsi | Robert J. Matthews, individ... |
Nov. 18, 2022
Sep. 23, 2022 |
|
Securities
Securities Exchange Act |
Dismissal | Anthony J. Battaglia | In re: Sorrento Therapeutic... |
Jan. 20, 2023
Jun. 3, 2022 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Netflix Inc., Securit... |
Mar. 2, 2013
Feb. 13, 2013 |
|
|
Securities
Verdict:
$1,500,000
|
$1,500,000
|
The Commissioner of Financi... |
Aug. 30, 2024
Dec. 21, 2023 |
|
|
Securities
Securities Fraud
Verdict:
$5,500,000
|
$5,500,000
|
Wayman Tripp, Sven Mossberg... |
Oct. 6, 2012
Aug. 10, 2012 |
|
|
Securities
Expungement |
Expungement | John J. Fitzpatrick Jr. | Daniel Shiek Ahmad v. Natio... |
Mar. 23, 2018
Jan. 12, 2018 |