57927 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud
Verdict:
$427,120
|
$427,120
|
U.S. Securities and Exchang... |
Oct. 29, 2011
Oct. 7, 2011 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Michael Szymanski and Beth ... |
Apr. 14, 2007
Jan. 19, 2007 |
|
|
Securities
Breach of Contract
Verdict:
$1,500,000
|
$1,500,000
|
Bruce Wiegand v. Wachovia S... |
Apr. 14, 2007
Dec. 28, 2006 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Vincent Cervoni, Rita Cervo... |
Jan. 11, 2014
Dec. 19, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Injunction |
Securities and Exchange Com... |
Apr. 9, 2016
Mar. 1, 2016 |
|
|
Securities
Stocks
Verdict:
$6,500,000
|
$6,500,000
|
Michael B. Coady and Robert... |
Oct. 27, 2012
Sep. 20, 2012 |
|
|
Securities
Breach of Fiduciary Duty |
Non-monetary relief | Susan Y. Illston | In re: Zuora Inc. Derivativ... |
Mar. 22, 2024
Sep. 15, 2023 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Dhruv Khanna, individually ... |
Jun. 4, 2016
Feb. 4, 2016 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Expungement Denied |
Gary Moye, Joel Vanblerkom ... |
Jan. 11, 2014
Dec. 20, 2013 |
|
|
Securities
Fraud
Verdict:
$1,400,000,000
|
$1,400,000,000
|
The People of the State of ... |
Jul. 10, 2010
Jun. 22, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claims Denied |
Ellen L. Brown v. Neuberger... |
Aug. 13, 2011
Jun. 9, 2011 |
|
|
Securities
Expungement |
Expungement | Jimmy J. Suh v. Merrill Lyn... |
May 31, 2019
Apr. 17, 2019 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | Sally G. Williams | Bob Rogers, in his individu... |
Dec. 28, 2018
Sep. 26, 2018 |
|
Securities
Unfair Competition
Verdict:
$3,800,000
|
$3,800,000
|
David Smith, individually a... |
Dec. 31, 2011
Dec. 7, 2011 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Arnold P. Jonas, Emma M. Jo... |
Jan. 16, 2010
Dec. 17, 2009 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Sheldon Bloch, Jacki Conoll... |
Apr. 13, 2013
Mar. 28, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Defense |
Francis J. Bonanno, individ... |
Oct. 1, 2016
Sep. 2, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement Granted |
King Credit Shelter Trust, ... |
Mar. 26, 2011
Feb. 18, 2011 |
|
|
Securities
Securities Fraud |
Dismissal | R. Gary Klausner | Edward A. Berg, individuall... |
Nov. 5, 2021
Jan. 25, 2021 |
|
Securities
Negligence
Verdict:
$128,000
|
$128,000
|
Ashok Rao v. Ivan Dario Ang... |
Oct. 11, 2014
Sep. 22, 2014 |
|
|
Securities
Commodities
Verdict:
$37,000,000
|
$37,000,000
|
In re Tronox Inc. Securitie... |
Oct. 20, 2012
Aug. 29, 2012 |
|
|
Securities
Fraud
Verdict:
$117,500,000
|
$117,500,000
|
In re Mercury Interactive C... |
Dec. 1, 2007
|
|
|
Securities
Fraud
Verdict:
$7,000,000
|
$7,000,000
|
In re Basin Water Inc. Secu... |
Jun. 27, 2009
Mar. 12, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Alliance Semiconductor Corp... |
Nov. 26, 2011
Nov. 5, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$58,328
|
$58,328
|
Anthony J. Battaglia | Securities and Exchange Com... |
Sep. 20, 2024
May 10, 2024 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,137,920
|
$1,137,920
|
Karen Lamoreaux, Karen Lamo... |
Apr. 13, 2013
Mar. 27, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$100,000,000
|
$100,000,000
|
Michael W. Fitzgerald | Matt Karinski, individually... |
May 20, 2022
Jan. 24, 2022 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Estate of Chaille M. Love, ... |
Jan. 16, 2010
Dec. 14, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,726,880
|
$1,726,880
|
Thomas Brookhouzen, Hugh Da... |
Jul. 3, 2010
May 27, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Kathleen Chen v. Morgan Sta... |
Mar. 31, 2007
Jan. 30, 2007 |