Securities,
Corporate,
Antitrust & Trade Reg.
Sep. 3, 2009
The New Sheriff in Town
William F. Sullivan, Thomas A. Zaccaro, Morgan J. Miller and Neil J. Schumacher speculate on how the new head of the SEC's enforcement division might steer the department.
William F. Sullivan
Partner, Paul Hastings
515 S Flower St
Los Angeles , CA 90071
Thomas A. Zaccaro
Senior Counsel, Hueston Hennigan LLP
Phone: (213) 788-4039
Email: tzaccaro@hueston.com
Boston College Law School
Thomas is a partner in the firm's Litigation Department. He served as regional trial counsel in the SEC's Los Angeles office.
Morgan J. Miller
Paul Hastings LLPRobert Khuzami, the newly appointed director of the Securities and Exchange Commission's enforcement division, recently previewed several important strategic policy revisions set to unfold in the coming months. The themes of the SEC's initiatives - a specialized and targeted approach to key enforcement efforts, by an empowered and streamlined enforcement staff, with improved resources and new tools to incentivize individuals to cooperate - portend vigorous enforcement in specific securit...
For only $95 a month (the price of 2 article purchases)
Receive unlimited article access and full access to our archives,
Daily Appellate Report, award winning columns, and our
Verdicts and Settlements.
Or
$795 for an entire year!
Or access this article for $45
(Purchase provides 7-day access to this article. Printing, posting or downloading is not allowed.)
Already a subscriber?
Sign In