57905 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Verdict:
$157,000
|
$157,000
|
John A. Kronstadt | Securities and Exchange Com... |
Oct. 23, 2020
Sep. 21, 2020 |
|
Securities
Breach of Contract
Verdict:
$13,713
|
$13,713
|
Elizabeth Bondoc v. Wachovi... |
Jan. 5, 2008
Nov. 12, 2007 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Ryan P. Romines v. Joseph T... |
Jul. 21, 2012
Jun. 25, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$444,000
|
$444,000
|
Edward Blackoff, Trustee of... |
May 7, 2011
Apr. 6, 2011 |
|
|
Securities
Expungement |
Claimant | Steven Todd Jacques v. Voya... |
Aug. 14, 2020
Jun. 24, 2020 |
|
|
Securities
Fraud and Gross Negligence |
Respondent | Peter H. Daly | E. Thomas Clark Jr., aka El... |
Nov. 10, 2017
Sep. 11, 2017 |
|
Securities
Negligent Misrepresentation
Verdict:
$3,850,000
|
$3,850,000
|
Anne Ellington | Baldwin, et al. v. Greenber... |
Nov. 23, 1993
Oct. 26, 1993 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
Daniel L. Cohen, Daniel L. ... |
Sep. 13, 2014
Aug. 19, 2014 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Mehmet Akin, Adrian Akin v.... |
Dec. 10, 2016
Oct. 20, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Jay Knapp, Reva Knapp, The ... |
Oct. 15, 2011
Sep. 19, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
The Atle Fjeld and Kirsten ... |
Dec. 31, 2016
Nov. 3, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Karl Austin Pettijohn v. UB... |
Nov. 12, 2016
Oct. 7, 2016 |
|
|
Securities
Fraud
Verdict:
$300,000
|
$300,000
|
In the Matter of Raymond J.... |
Jul. 20, 2013
Jul. 8, 2013 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Dismissal |
Christopher D. White v. Ric... |
Feb. 15, 2014
Jan. 28, 2014 |
|
|
Securities
Violation of the Securities Act
Verdict:
$225,000
|
$225,000
|
Securities and Exchange Com... |
Jun. 15, 2013
Jun. 3, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Mary Anne Barreiro v. Ameri... |
Jul. 27, 2013
Jul. 12, 2013 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Claims Denied |
Weill Dai, Sehat Sutardja, ... |
Mar. 22, 2014
Mar. 4, 2014 |
|
|
Securities
Breach of Duty
Verdict:
-$1
|
-$1
Respondent |
Aimai Knypstra, Ravi Knypst... |
May 10, 2014
Mar. 4, 2014 |
|
|
Securities
Breach of Contract
Verdict:
$100,000
|
$100,000
|
Anthony Cowan, Jennifer Cow... |
Jun. 28, 2014
Jun. 6, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$32,500,000
|
$32,500,000
|
Massachusetts Bricklayers a... |
May 19, 2012
Apr. 24, 2012 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Justin Paperny v. Damon Dav... |
Dec. 15, 2012
Nov. 20, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Settlement |
Metal Finishing Association... |
Sep. 17, 2011
Jun. 9, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Shizuko Matsumoto v. Capita... |
Jan. 29, 2011
Dec. 29, 2010 |
|
|
Securities
Fraud
Verdict:
$235,000,000
|
$235,000,000
|
In re Charles Schwab Corp. ... |
Jun. 12, 2010
May 25, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,850,000
|
$1,850,000
|
Josh Crystal, individually ... |
Feb. 18, 2017
Jan. 13, 2017 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
William Erickson v. Joe Rex... |
Apr. 17, 2010
Mar. 22, 2010 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
$10 million (preliminary approval) |
Sasco Investments LP v. U.S... |
Jan. 3, 2009
Jun. 13, 2008 |
|
|
Securities
Lending
Verdict:
$24,975,000
|
$24,975,000
|
City of Ann Arbor Employees... |
Oct. 13, 2012
Sep. 11, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Lisa E. Coppola v. Juniper ... |
Jun. 1, 2013
May 17, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
John D. Haas, Kathy Haas, N... |
Jan. 16, 2016
Nov. 19, 2015 |