56938 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Dan Katz, Peter Van Nuis an... |
Dec. 31, 2011
Dec. 6, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Massachusetts Mutual Life I... |
Sep. 1, 2012
Apr. 16, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Stichting Pensioenfonds ABP... |
Sep. 1, 2012
Aug. 9, 2012 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Permanent Injunction |
United States Securities an... |
Jan. 24, 2015
Apr. 24, 2014 |
|
|
Securities
Fraud
Verdict:
$0
|
$0
|
Robert Jones | Confidential |
Apr. 5, 1997
Jun. 12, 1995 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$13,500
|
$13,500
|
Ellen Baron v. Banc of Amer... |
Feb. 20, 2010
Jan. 14, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Third Party claim/counterclaim denied |
Alejandro M. Arredondo, Eli... |
Dec. 13, 2014
Nov. 19, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Tribank Capital Investments... |
Oct. 8, 2011
Jul. 18, 2011 |
|
|
Securities
Violations of Exchange Act
Verdict:
$8,916,670
|
$8,916,670
|
In re Nuvelo Inc. Securitie... |
May 28, 2011
Apr. 8, 2011 |
|
|
Securities
NASD
Verdict:
$50,000
|
$50,000
|
John P. and Ana Jahn, Trust... |
Nov. 11, 2006
Jan. 23, 2006 |
|
|
Securities
NASD
Verdict:
$67,040
|
$67,040
|
H & R Block Financial Advis... |
Oct. 28, 2006
Feb. 28, 2006 |
|
|
Securities
Violations of Exchange Act
Verdict:
$3,000,000
|
$3,000,000
|
Steve Crotteau, individuall... |
May 28, 2011
May 2, 2011 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Equitable Settlement |
New Frontier Media Inc. v. ... |
Sep. 8, 2012
Jul. 12, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$2,400,000
|
$2,400,000
|
In the Matter of Wedbush Se... |
Feb. 14, 2015
Nov. 20, 2014 |
|
|
Securities
Breach of Duty
Verdict:
$1,802,860
|
$1,802,860
|
Royal Yates v. GunnAllen Fi... |
Jul. 29, 2006
May 11, 2006 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Richard Amtower v. Photon D... |
Jul. 15, 2006
May 5, 2006 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$2,900,000
|
$2,900,000
|
Cha, et al. v. E1 Asset Man... |
Sep. 5, 2009
May 29, 2009 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Carolyn Erskine v. Michael ... |
Dec. 20, 2014
Nov. 18, 2014 |
|
|
Securities
Fraud
Verdict:
$249,071
|
$249,071
|
Kent E. Wilson, Michael D. ... |
Jul. 8, 2006
May 10, 2006 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
10100 Culver City LLC, Farr... |
Dec. 13, 2014
Nov. 19, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,500,000
|
$1,500,000
|
Mathew Zuckerman, Intermoun... |
Sep. 3, 2011
Mar. 30, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Injunction |
Securities and Exchange Com... |
Apr. 9, 2016
Mar. 1, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$485,000
|
$485,000
|
Benjamin L. Hoch, an indivi... |
Dec. 13, 2014
Nov. 19, 2014 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Expungement |
Richard W. Barrett v. J.P M... |
Oct. 20, 2012
Sep. 24, 2012 |
|
|
Securities
Breach of Contract
Verdict:
$5,088,400
|
$5,088,400
|
Harwich East Plaza LLC v. V... |
Jun. 15, 2013
Jun. 4, 2013 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Karl Townsend, Karen Fann T... |
Oct. 20, 2012
Sep. 25, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$89,389 (attorneys fees) |
Kent E. Wilson, D.D.S., et ... |
Jun. 21, 2008
May 7, 2008 |
|
|
Securities
Fraud
Verdict:
$160,000,000
|
$160,000,000
|
In re Brocade Securities Li... |
Jul. 26, 2008
Jun. 2, 2008 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Police Retirement Systems o... |
Jul. 7, 2012
May 22, 2012 |
|
|
Securities
Breach of Promissory Note
Verdict:
$75,000
|
$75,000
|
Ameriprise Financial Servic... |
Apr. 6, 2013
Mar. 18, 2013 |